Compliance Analyst (Entry Level)

at  CapitalCom

Compliance Analyst (Entry Level)
To support and liaise with the internal group Back Office team, ensuring Australian-based clients are supported and experience a seamless trading journey with Capital Com Australia.

EXPERIENCE / KNOWLEDGE / SKILLS:

• Great attention to detail
• Can work towards deadlines
• Ability to learn new systems and tools quickly
• Strong and dynamic team player: builds relationships and consults with others
• An interest in AML, KYC or payments
• Positive and proactive attitude

• Assist team members in any capacity on a day-to-day basis
• Act as a point of contact for team queries, providing support and guidance on policy, procedure, and technical queries
• Undertake AML and Sanctions screening, KYC onboarding verification, transactions, and ongoing monitoring and guide the team on these topics
• Review automated transaction alerts and escalate them to relevant departments.
• Assisting the Back Office team to ensure they remain up to date with all training requirements and understand changes to Australian AML/CFT regulations regulations
• Provide feedback to the direct manager on issues, trends, training needs, enhancements, and support in drafting and actioning any required next steps
• Process client’s deposit and withdrawal transactions as a part of the team
• Review client onboarding to ensure it is meeting the AML/CTF requirements
  Job ID 3lloJ08cL36f