Compliance Analyst - Funds Management

at  Kaizen Recruitment

• Global funds management organisation
• Flexible and hybrid work arrangements | MEL OR SYD based
• Permanent position | Strong career development opportunities
  Reporting to the Head of Compliance and working closely with the Senior Legal Counsel you will have the opportunity to support the global legal and compliance team in the delivery of important regulatory, risk and compliance activities. An outstanding growth and development opportunity for a driven compliance professional with a strong understanding of funds management to work with industry leaders in a diverse and varied compliance role.

YOUR KEY RESPONSIBILITIES WILL INCLUDE:

• Prepare research and analysis and reports as well as lodge regulatory documentation with ASIC and ASX;
• Assisting the team with the preparation of regulatory reporting requirements;
• Monitoring changes in regulations and assisting in the maintenance of the legal and compliance frameworks;
• Updating and drafting legal and compliance documents, policies and procedures pertaining to the relevant prudential standards;
• Integration administrative work for two AFSLs;
• Provide training to internal staff on compliance matters, including but not limited to compliance laws, industry standards, Australian policies and procedures;
• Providing relevant compliance advice to key stakeholders within the business in line with the APRA prudential standards; AND
• Monitor the legal and compliance inbox and communicate relevant information to various departments and business units.

TO BE SUCCESSFUL IN THIS ROLE YOU WILL:

• 2-4 years of legal/risk/compliance experience within an administrator, custodian or funds management business;
• Bachelor’s degree in commerce, finance, law, economics or related field or experience required- within the financial services industry required - preferably a fund manager;
• Knowledge in risk management, fund and investor compliance, compliance monitoring, or internal/external audit;
• Experience in dealing with / providing reporting material to ASIC, APRA, AFCA, ATO;
• Ideally have experience working within a Fund Compliance, Regulatory compliance type role;
• Strong communication skills and the ability to effectively carry out compliance tasks as required;
• Understanding of the laws and current regulatory environment, particularly regarding APRA and ASIC;
• Independently take ownership and accountability for your work; AND
• Adept in MS Office and fund management systems.
  This is an important role that will suit the type of person who thrives within a forward-thinking organisation that promotes a culture of learning, flexibility and accountability. It is also an exciting opportunity to join a highly collaborative, family-friendly organisation that recognises and rewards its people with a collaborative yet challenging working environment. If you are a committed and dedicated person seeking an opportunity in an outstanding business, please contact Fina Halim at Kaizen Recruitment on 0412-123-682 or apply via the attached email link