Compliance Analyst (Trusts & Estates)
at Robert Walters
London, England, United Kingdom -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 10 Jul, 2024 | Not Specified | 10 Apr, 2024 | N/A | Good communication skills | No | No |
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Description:
We are recruiting for a Compliance Analyst to join the Risk & Compliance team within an International Law Firm.
For this role you will need a strong understanding of Trusts, Estates, and or complex structures as well as Anti-Money Laundering legislation’s and broader compliance.
The Compliance Analyst will be responsible for but not limited to the following:
- Dealing with the Firm’s CDD issues, particularly in relation to companies and trusts
- Understanding and documenting complex structures and identifying ultimate beneficial owners and the documents required on a risk basis and in compliance with the relevant regulations and guidance.
- Carrying out the risk assessments at client inception and also when CDD records are updated to see whether the client presents a higher than usual risk of money laundering;
- Carrying out research on the source of wealth and funds and assisting with advice on this to the partners and fee earners;
- Conducting EDD for clients established in high risk jurisdictions and preparing emails for Senior Management approval;
- Ad hoc sanctions screening to support the Analysts when required;
- Ensuring compliance with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.
The role working on a hybrid pattern, based in London and offering a competitive salary.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
We are recruiting for a Compliance Analyst to join the Risk & Compliance team within an International Law Firm
Responsibilities:
- Dealing with the Firm’s CDD issues, particularly in relation to companies and trusts
- Understanding and documenting complex structures and identifying ultimate beneficial owners and the documents required on a risk basis and in compliance with the relevant regulations and guidance.
- Carrying out the risk assessments at client inception and also when CDD records are updated to see whether the client presents a higher than usual risk of money laundering;
- Carrying out research on the source of wealth and funds and assisting with advice on this to the partners and fee earners;
- Conducting EDD for clients established in high risk jurisdictions and preparing emails for Senior Management approval;
- Ad hoc sanctions screening to support the Analysts when required;
- Ensuring compliance with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
London, United Kingdom