Compliance Assistant

at  Robert Walters

We are currently recruiting for a Compliance Assistant to join the compliance team within an International Law Firm.

The Compliance assistant will be responsible for the following:

• Updating database(s) with CDD data and ensuring the data is accurate.
• AML / CDD checks on all new and appropriate existing client instructions.
• Processing new client file opening requests and re-verification of existing clients.
• Assist in client identification and sanctions screening processes utilising the Firm’s AML/Sanctions processes and search tools.
• Escalation of high risk factors, drafting referrals and obtaining senior management approval in line with the firm’s escalation process.
• Reviewing files on documentation provided to do an initial gap analysis to provide a swift response to the business.
• Preparing agendas and minutes for team meetings.
• Preparing presentations using PowerPoint.

If you are looking to gain experience within legal compliance, this role is ideal as they are looking for someone who will have a “hands on” attitude and be a self starter.
Competitive salary on offer, on a hybrid working pattern.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
We are currently recruiting for a Compliance Assistant to join the compliance team within an International Law Firm

• Updating database(s) with CDD data and ensuring the data is accurate.
• AML / CDD checks on all new and appropriate existing client instructions.
• Processing new client file opening requests and re-verification of existing clients.
• Assist in client identification and sanctions screening processes utilising the Firm’s AML/Sanctions processes and search tools.
• Escalation of high risk factors, drafting referrals and obtaining senior management approval in line with the firm’s escalation process.
• Reviewing files on documentation provided to do an initial gap analysis to provide a swift response to the business.
• Preparing agendas and minutes for team meetings.
• Preparing presentations using PowerPoint