Compliance Assistant

at  Wise May

SKILLS:

• Previous administrative experience gained in a professional services environment
• Previous exposure to compliance (preferred but not essential)
• Strong attention to detail and an ability to handle confidential information in a professional and discreet manner
• Excellent analytical skills and a high standard of written and oral communication

DUTIES TO INCLUDE:

• Answering AML queries from fee earners and other staff, escalating as necessary
• Processing conflict search requests using in house database
• Supporting the Risk and Compliance Manager with other risk and compliance projects
• Carrying out administrative duties and other ad-hoc activities as required
• Keeping up to date with spreadsheets
• Prepare agenda and any related documents for any AML review meetings
• Provide administrative/secretarial support to the Head of Compliance and Risk and Compliance
• Be responsible for booking training for the Compliance team when required.
• Prepare reports for the compliance manager using the in-house database.