Compliance Associate
at GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED
Singapore, Southeast, Singapore -
| Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
|---|---|---|---|---|---|---|---|
| Immediate | 16 Jul, 2024 | USD 5500 Monthly | 17 Apr, 2024 | 2 year(s) or above | Communication Skills,Working Experience | No | No |
Required Visa Status:
| Citizen | GC |
| US Citizen | Student Visa |
| H1B | CPT |
| OPT | H4 Spouse of H1B |
| GC Green Card |
Employment Type:
| Full Time | Part Time |
| Permanent | Independent - 1099 |
| Contract – W2 | C2H Independent |
| C2H W2 | Contract – Corp 2 Corp |
| Contract to Hire – Corp 2 Corp |
Description:
POSITION: COMPLIANCE ASSOCIATE
Gordian Capital Singapore Pte Ltd ( http://www.gordian-capital.com ), is a fast-growing, fully licensed asset management firm based in Singapore. Gordian Capital Singapore is Singapore’s leading asset management platform that advises on the establishment of fund structures and provides the full scope of support functions for regulated funds, investment vehicles & managed accounts across a wide range of investment strategies including private equity, venture capital, private credit, real estate, & hedge funds. We currently manage in excess of USD$13 billion and employ 63 full-time staff.
We are currently looking to hire a new headcount in the compliance team to support the Compliance function.
MINIMUM REQUIREMENTS
- 2 years of relevant working experience with previous experience in a financial institution a plus
- Advanced MS Office skills
- Good communication skills
- Ability to multi-task and strong work ethic
- Takes initiative and able to work independently with minimal supervision
- Works well in a small team and is a good team player
Responsibilities:
- Conduct KYC reviews (new client onboarding and periodic reviews) including conducting KYC-related analysis
- Ensure name-screening database is updated
- Oversee the overall AML risk profile of the firm and conduct ongoing monitoring/testing of controls
- Stay up to date with all regulatory changes and requirements around AML/KYC
- Oversee compliance monitoring and testing against regulatory requirements, company policies and procedures etc.
- Provide support on general compliance matters including review of personal account dealing, outside business interests and other compliance declarations
- Review trading and portfolio management activities where relevant
- Conduct due diligence on the firm’s service providers and counterparties and assist to respond to compliance related queries
- Manage the firm’s compliance e-learning platform
- Assist in other ad-hoc projects/audits as necessary
REQUIREMENT SUMMARY
Min:2.0Max:7.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
Singapore, Singapore
