Compliance Business Partner

at  Capital One UK

WHAT YOU SHOULD KNOW ABOUT HOW WE RECRUIT

We pride ourselves on hiring the best people, not the same people. Building diverse and inclusive teams is the right thing to do and the smart thing to do. We want to work with top talent: whoever you are, whatever you look like, wherever you come from. We know it’s about what you do, not just what you say. That’s why we make our recruitment process fair and accessible. And we offer benefits that attract people at all ages and stages.

We also partner with organisations including the Women in Finance and Race At Work Charters, Stonewall and upReach to find people from every walk of life and help them thrive with us. We have a whole host of internal networks and support groups you could be involved in, to name a few:

• REACH – Race Equality and Culture Heritage group focuses on representation, retention and engagement for associates from minority ethnic groups and allies
• OutFront – to provide LGBTQ+ support for all associates
• Mind Your Mind – signposting support and promoting positive mental wellbeing for all
• Women in Tech – promoting an inclusive environment in tech
• EmpowHER - network of female associates and allies focusing on developing future leaders, particularly for female talent in our industry

Capital One is committed to diversity in the workplace.
If you require a reasonable adjustment, please contact ukrecruitment@capitalone.com All information will be kept confidential and will only be used for the purpose of applying a reasonable adjustment.
For technical support or questions about Capital One’s recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Who We Are
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.
Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good

ABOUT THIS ROLE

We’re looking for someone to join us as a Compliance Business Partner. You’ll be responsible for a diverse range of areas that will support First Line risk owners in understanding compliance risks within their Business Areas and processes, and promote improvements in the quality of associated compliance controls and the delivery of good customer outcomes.
As a Compliance Business Partner supporting the UK Card business, your role will require excellent communication and interpersonal skills, superb integrative thinking and problem solving, and a desire to help the business effectively manage compliance risk.
If you have a passion for risk management, to drive tangible improvements in the understanding of compliance risk and enhancements to control suites, whilst building relationships with stakeholders and maintaining awareness of external factors across the industry, our Compliance Business Partner role could be the opportunity you’ve been looking for.
The Compliance Advisory team is an enabler for our business. We are a trusted partner that provides practical advice, advocacy, support and challenge to ensure our business can deliver on their objectives. We are a diverse and welcoming team with a broad range of skills and experience that is looking for someone to join us and help us to continue to support the business in delivering good customer outcomes.

WHAT YOU’LL DO

Support the Head of UK Compliance Advisory and the First Line to fulfil their responsibilities under Capital One’s Compliance Management Policy and ensure company adherence to the Compliance Management Programme.

Reporting to the Compliance Advisory and Reporting Principal Associate, the role involves:

• Partner with the business to aid their understanding of the Compliance Management Policy, supporting and challenging adherence to the Compliance Management Programme. Key areas of this partnering include:
• Applicability: Undertaking Compliance Applicability and Control Reviews, including the performance of On-Demand Applicability Reviews
• Compliance Advice: Advising on the identification, assessment, measurement, response, and management of compliance risks
• Change Management: Providing compliance advice for changes that navigate the Launch risk assessment process and the Change Board process
• Issue and Event Management: Being the Compliance lead on operational loss events and issue management, supporting first line owners, providing advice and regulatory impact assessments
• Supporting the First Line in the development of strong controls in order to strengthen the effectiveness of the compliance control environment
• Partner with key stakeholders in the UK Legal department to support the team and the wider business in interpreting and understanding the Compliance obligations the UK business faces
• Building and maintaining collaborative relationships with business stakeholders in order to influence decisions
• Working closely with the business and colleagues across UK Legal and UK Compliance to deliver key compliance projects
• Supporting other compliance-related risk initiatives and risk assessments. This could include Third Party Compliance activity, supporting the delivery of key Compliance reporting, and undertaking the compliance review on selected complaints for compliance and risk management purposes.