Compliance, Equities and FICC Compliance, Associate, Milan

at  Goldman Sachs

REQUIREMENTS

• University degree level or equivalent / relevant working experience
• Fluent in English; fluency in another European language (in particular Italian, French or German) is an asset
• Pro-active, self-motivated, assertive and well organized
• Excellent communication skills
• Working knowledge of local regulatory expectations (ECB, ACPR, AMF, CONSOB, Banca d’Italia, BaFin) is an advantage
• Proactive approach to problem solving

• Daily management of audit requests and regulatory inquiries either directly or through other team members, to ensure the requests are well understood and actioned timely
• Ongoing development of specialist knowledge in relation to regulatory audit standards, to actively prevent and manage potential regulatory findings and ensure appropriate escalation where required
• Ad hoc real-time compliance advice to the GBM-Public business units, with regards to relevant rules, regulations and internal policies that govern the business
• Participation in Compliance, regulatory, internal investigations and audits as required (including maintenance of the relevant logs)
• Review of regulatory change alerts and log in the relevant systems as required
• Execution of programmatic reviews and internal investigative/forensic reviews
• Support in producing periodic reports/presentations to local regulators/exchange
• Close collaboration with other functions as required to ensure the prompt resolution of complex matters