Compliance Investigations Officer
at Oliver James Associates
London, England, United Kingdom -
| Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
|---|---|---|---|---|---|---|---|
| Immediate | 08 Jul, 2024 | GBP 400 Annual | 08 Apr, 2024 | 5 year(s) or above | Good communication skills | No | No |
Required Visa Status:
| Citizen | GC |
| US Citizen | Student Visa |
| H1B | CPT |
| OPT | H4 Spouse of H1B |
| GC Green Card |
Employment Type:
| Full Time | Part Time |
| Permanent | Independent - 1099 |
| Contract – W2 | C2H Independent |
| C2H W2 | Contract – Corp 2 Corp |
| Contract to Hire – Corp 2 Corp |
Description:
Job Title: Compliance Investigations Officer
Duration: 5 months
Rate/Salary: £300-400 per day inside IR35 (dependent upon experience)
Location: London based/hybrid working (2-3 days in office per week)
Responsibilities:
- End to end case management and change management focus for Internal Compliance Programme
- Meet and enhance our objectives pursuant to the Assurance Plan and the Annual Compliance Plan
- Supporting confidential end to end internal investigations of alleged misconduct in alignment with the Investigation Coordination Process including witness interviews, maintaining case files, drafting reports of case findings, recommending disciplinary action etc.
- Identifying and assessing opportunities for enhancing the investigations process and framework by e.g. analysing and reporting on investigation trends
- Assisting in internal and/or external reporting such as Compliance quarterly and annual reporting
REQUIREMENT SUMMARY
Min:5.0Max:10.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
London, United Kingdom
