Compliance Manager - APAC
at Danos Group
Singapore, Southeast, Singapore -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 20 Sep, 2024 | Not Specified | 21 Jun, 2024 | N/A | Regulatory Requirements,Regulations,Presentation Skills | No | No |
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Description:
T
Posted by
Tushita Kumar
Recruiter
Lead and elevate the Compliance function for a global financial institution, ensuring adherence to regulatory requirements and fostering integrity in the commodities and financial markets industry.
Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore.
Key responsibilities:
- Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc
- Liaise with regulators on regulatory filing and answer their enquires
- Review regular transaction monitoring from financial crime perspectives
- Monitor AML risk assessment for the firm and sanction compliance
- Review and execute compliance policies and procedures for the firm
- Update and advise the senior management on the compliance requirements to ensure the firm’s is aligned with regulatory standard
- Keep track of new regulatory requirements and update the internal stakeholders
- Maintain the overall compliance team operations and participate in process improvement when necessary
Key requirements:
- At least 6 years of Compliance experience in brokerage / securities trading / exchange / payment services industries
- Bachelor’s degree in business or legal or other disciplines
- Well-versed with regulatory requirements in brokerage / securities trading industry
- Familiar with AML/ KYC tools and financial crime prevention standards
- Strong knowledge of MAS notices and regulations.
- Good communication and presentation skills
- Motivated, meticulous and mature
Responsibilities:
- Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc
- Liaise with regulators on regulatory filing and answer their enquires
- Review regular transaction monitoring from financial crime perspectives
- Monitor AML risk assessment for the firm and sanction compliance
- Review and execute compliance policies and procedures for the firm
- Update and advise the senior management on the compliance requirements to ensure the firm’s is aligned with regulatory standard
- Keep track of new regulatory requirements and update the internal stakeholders
- Maintain the overall compliance team operations and participate in process improvement when necessar
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Business or legal or other disciplines
Proficient
1
Singapore, Singapore