Compliance Manager

at  Tabby

ABOUT US:

Tabby is a dynamic and innovative FinTech company based in Dubai, dedicated to providing cutting-edge financial solutions. As a company subject to CBUAE oversight and regulation, we are committed to upholding the highest standards of compliance and regulatory adherence.

JOB DESCRIPTION:

We are seeking a highly skilled and experienced Compliance Manager to join our team. The ideal candidate will be responsible for ensuring that our operations comply with all relevant laws, regulations, and internal policies. As the Compliance Manager, you will play a critical role in maintaining the integrity of our business and safeguarding against regulatory risks.

SKILLS, KNOWLEDGE AND EXPERTISE

• Bachelor’s degree in Law, Finance, Business Administration, or a related field. Advanced degrees and professional certifications (e.g., CAMS, CFE, CRCM, ICA) are preferred.
• Minimum of 5 years of experience in compliance roles within the financial services industry, with specific experience in a regulated financial services environment preferred.
• In-depth knowledge of regulatory requirements applicable to FinTech companies in the United Arab Emirates, particularly those outlined by the CBUAE.
• Strong understanding of anti-money laundering (AML), combatting the financing of terrorism (CFT), sanctions and other financial crime compliance requirements.
• Excellent communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams.
• Proven track record of implementing and managing compliance programs, including policies, procedures, and training initiatives.
• Analytical mindset with strong problem-solving abilities and attention to detail.

• Implement, enhance and maintain compliance policies and procedures in line with regulatory requirements set forth by the CBUAE.
• Conduct regular compliance assessments and audits to identify any areas of non-compliance and implement corrective actions as necessary.
• Provide guidance and support to various departments within the organization on compliance-related matters, including regulatory changes and updates.
• Monitor and assess the effectiveness of existing compliance controls and make recommendations for improvement where necessary.
• Collaborate with internal stakeholders to ensure that compliance considerations are taken into account in all business activities, including product development and marketing initiatives.
• Serve as the primary point of contact for regulatory inquiries and examinations, liaising with regulators as required.
• Keep abreast of developments in regulatory requirements and industry best practices, providing regular updates to senior management and relevant staff members.