Compliance Manager | Wealth Platforms

at  Macquarie Group Limited

Sydney, New South Wales, Australia -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate29 May, 2024Not Specified01 Mar, 2024N/AGood communication skillsNoNo
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Description:

Join our Wealth Platforms aligned Compliance team in Sydney and play a key role in advising, reviewing, and challenging compliance risks in the division.
This is a 12-month contract.
At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You’ll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.

Responsibilities:

As a Compliance Manager, you will play a key role in reviewing and enhancing the compliance and risk management framework across multiple retail wealth products, and advise key stakeholders on meeting their compliance requirements, including documenting the existence and adequacy of controls. You will engage with stakeholders in the Wealth Platforms Businesses and broader Risk Management Group on regulatory changes and standards and assist the business with assessing business impacts.
You will perform targeted compliance risk and policy reviews, as well as ongoing compliance monitoring and draft and assist with implementing solutions to process and control design. This will include incident and breach assessment and reporting, tracking identified control improvements and preparing board/management reporting on key compliance metrics and activity.


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Sydney NSW, Australia