EDUCATION AND EXPERIENCE:

• 2-3 years in a compliance, regulatory or audit function.
• A university degree in business or accounting.
• Completion of the Canadian Securities Course, Branch Managers Course and/or the Partners, Directors and Senior Officers (PDO) Course considered an asset.

KEY SKILLS AND COMPETENCIES:

• Solid knowledge of mutual fund industry and audit requirements.
• Ability to travel extensively in the GTA and some travel required within Canada.
  While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.
  CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.
  

  LI-HYBRID #hiring

• Testing compliance with regulatory requirements in accordance with the examination program.
• Conducting interviews with supervisory staff and representatives at Member firms.
• Documenting a working paper file, including the testing performed and the supporting evidence obtained.
• Preparing reports that document any identified deficiencies and working with Member firms to establish required actions to resolve the deficiencies.
• Reviewing new Member applications and performing examinations of new applicants to determine compliance with CIRO requirements