Compliance Officer (Part-time)

at  Sedulo

ABOUT US

Sedulo is one of the fastest growing UK mid-tier advisory firms. Our forensic accounting team is routinely instructed in respect of a wide range of criminal and civil matters, regularly acting as expert witnesses. We are looking for highly competent individuals to join our rapidly growing civil forensic accounting function to assist on commercial disputes and investigation matters.

At Sedulo we are building a world class team to deliver our mission to make positive change in the communities we work in. We do this by:

• Delivering high quality work products
• Connecting and contributing to the business community in the cities we are located in
• Working with charities by volunteering, fundraising and influencing change both now and in the future through the Sedulo Foundation
• Being a great place to work and develop your career

YOUR KNOWLEDGE, SKILLS AND EXPERIENCE

• Support the Directors to develop and implement comprehensive compliance policies and procedures throughout the organisation.
• Complete thorough file checks of advice cases to ensure adherence to both internal standards and regulatory requirements, providing constructive feedback relating to areas of improvement.
• Conduct regular reviews to identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolutions.
• Maintain a good understanding of all FCA regulations and changes, ensuring that all policies and procedures are updated accordingly.
• Involvement in all other compliance related tasks within the firm

This is a part time role, 2/3 days per week or 15-20 hours per week that could work other commitments.

• Support the Directors to develop and implement comprehensive compliance policies and procedures throughout the organisation.
• Complete thorough file checks of advice cases to ensure adherence to both internal standards and regulatory requirements, providing constructive feedback relating to areas of improvement.
• Conduct regular reviews to identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolutions.
• Maintain a good understanding of all FCA regulations and changes, ensuring that all policies and procedures are updated accordingly.
• Involvement in all other compliance related tasks within the firm