Compliance Officer

at  Robert Walters

An exciting opportunity has arisen for a Compliance Officer to join a dynamic team within the financial services sector. The successful candidate will play a pivotal role in supporting strategic and tactical enhancements of the Group Compliance function, ensuring both internal and external compliance requirements are met. With a particular focus on Commercial Insurance divisions across the UK & Ireland, this role promises diversity and challenge.

Responsibilities

• Representing the compliance division to the business and providing suitable advice on regulations and compliance issues
• Providing support with our training & competence scheme, including implementation, monitoring, adviser development and administration
• Undertaking relevant research and diligence as required by the team
• Support in resolving and responding to complaints
• Supporting the compliance team in devising, implementing, monitoring and reviewing solutions to requirements arising from all applicable legislation
• Keeping up to date with current compliance requirements across pensions, insurance, investments, and mortgages
• Building relationships with key stakeholders in all business lines
• Collecting and informing on relevant management information (MI)
• Undertaking general support and administration duties for the compliance division

REQUIREMENTS

• Demonstrable experience in compliance roles or similar within the insurance sector
• Strong knowledge of the UK or Irish regulatory framework.
• High degree of integrity with high ethical standards
• Proficiency with Microsoft Office and the ability to adapt to new systems quickly
• Commercial insurance experience is a must
  Candidate must have full working rights in Ireland as this position does not offer sponsorship.
  Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
  An exciting opportunity has arisen for a Compliance Officer to join a dynamic team within the financial services sector. The successful candidate will play a pivotal role in supporting strategic and tactical enhancements of the Group Compliance function, ensuring both internal and external ..

• Representing the compliance division to the business and providing suitable advice on regulations and compliance issues
• Providing support with our training & competence scheme, including implementation, monitoring, adviser development and administration
• Undertaking relevant research and diligence as required by the team
• Support in resolving and responding to complaints
• Supporting the compliance team in devising, implementing, monitoring and reviewing solutions to requirements arising from all applicable legislation
• Keeping up to date with current compliance requirements across pensions, insurance, investments, and mortgages
• Building relationships with key stakeholders in all business lines
• Collecting and informing on relevant management information (MI)
• Undertaking general support and administration duties for the compliance divisio