Compliance Officer

at  TMF Group

Job no: 573087
Work type: Full time
Location: Luxembourg, Luxembourg
Categories: Administration, Group Legal & Risk
Office Location: Luxembourg

KEY REQUIREMENTS

• Bachelors but preferably a Master’s degree
• Preferably a minimum of 3-5 years of experience in a similar position or relevant experience in Luxembourg
• Audit\Compliance background desirable
• Specific knowledge about Transfer Agency, Depositary and Capital Markets
• Strong interpersonal skills with the ability to communicate with staff at all levels of the organization
• Strong issue resolution skills with a focus on risk controls
• Excellent organizational skills, ability to work under pressure and to prioritize workloads
• Fluent English, Knowledge of French/German is added advantage
• Dedicated to work in a fast-growing environment
• Detail oriented, client driven and rigorous
• Skilled in Word, Excel and PowerPoint
• Ability to work independently and proactive “can-do” attitude, seeking out ways to improve quality of service to all stakeholders

WANT TO KNOW MORE ABOUT A CAREER WITH TMF GROUP? WATCH THIS VIDEO:

Advertised: 10 May 2024 Romance Daylight Time
Applications close: 14 Aug 2024 Romance Daylight Time

KEY RESPONSIBILITIES

• Perform on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
• Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
• Support in Incident Management processes, Complaint Handling processes and Data Protection matters
• Participate in maintenance and update of Compliance related policies and procedures
• Perform periodic reporting such as Compliance and AML reports
• Provide support to other members of the Compliance team and ensure close interaction with the business
• Provide advice and training to the business
• Undertake Compliance projects and ad hoc additional tasks as assigned by the Manager