Compliance Officer | Trading Markets | Sydney CBD

at  Robert Half

Opportunity to join a fast-moving trading firm and be part of a high-performing compliance team.
Rapid growth in the firm | International presence
$80,000 - $100,000 + Super
Sydney
The Company
A stable and well-known firm in the trading markets sector, this business continues to grow and expand their international presence. Due to profitable growth in the business, an opportunity has been created for an experienced compliance officer to join the team.
The Role

As the Compliance Officer, reporting into the Head of Compliance, this role will have broad compliance responsibilities covering but not limited to:

• Working on the creation and development of policies and procedures for the compliance framework.
• Supporting on systems and controls development to support compliance.
• Ongoing compliance monitoring and reviews.
• Preparing compliance reporting to senior leadership.

• Business partnering with key stakeholders across the business to uplift compliance culture.

• Ad - hoc duties as required.

• Working on the creation and development of policies and procedures for the compliance framework.
• Supporting on systems and controls development to support compliance.
• Ongoing compliance monitoring and reviews.
• Preparing compliance reporting to senior leadership.
• Business partnering with key stakeholders across the business to uplift compliance culture