Compliance, Regulatory Affairs, Vice President, Frankfurt

at  Goldman Sachs

Frankfurt am Main, Hessen, Germany -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate17 Jun, 2024Not Specified18 Mar, 20245 year(s) or aboveInterpersonal Skills,Communication SkillsNoNo
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Description:

EXPERIENCE/SKILLS:

  • University degree
  • 5+ years’ Compliance or other relevant financial services experience.
  • Strong knowledge of the European regulatory environment and of BaFin rules covered in the audits is key (e.g. MiFID2, MAR, MaComp etc.)
  • Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage
  • Global Markets business & product knowledge
  • Good interpersonal skills and effective written/oral communication skills.
  • Detail-oriented with ability to multitask, organize and prioritize
  • Fluent in English and German. Additional (European) languages are an advantage

Responsibilities:

  • Manage Compliance input for regular and ad-hoc regulatory audits
  • Provide advise to the Global Markets business in relation to audit requests based, in particular, on MaComp and MaRisk
  • Manage key Compliance controls in line with BaFin requirements (in particular MaComp, MaRisk) for foreign branches
  • Coordinate audit input and related controls across the branches


REQUIREMENT SUMMARY

Min:5.0Max:10.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Frankfurt am Main, Germany