Compliance, Regulatory Affairs, Vice President, Frankfurt
at Goldman Sachs
Frankfurt am Main, Hessen, Germany -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 17 Jun, 2024 | Not Specified | 18 Mar, 2024 | 5 year(s) or above | Interpersonal Skills,Communication Skills | No | No |
Required Visa Status:
Citizen | GC |
US Citizen | Student Visa |
H1B | CPT |
OPT | H4 Spouse of H1B |
GC Green Card |
Employment Type:
Full Time | Part Time |
Permanent | Independent - 1099 |
Contract – W2 | C2H Independent |
C2H W2 | Contract – Corp 2 Corp |
Contract to Hire – Corp 2 Corp |
Description:
EXPERIENCE/SKILLS:
- University degree
- 5+ years’ Compliance or other relevant financial services experience.
- Strong knowledge of the European regulatory environment and of BaFin rules covered in the audits is key (e.g. MiFID2, MAR, MaComp etc.)
- Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage
- Global Markets business & product knowledge
- Good interpersonal skills and effective written/oral communication skills.
- Detail-oriented with ability to multitask, organize and prioritize
- Fluent in English and German. Additional (European) languages are an advantage
Responsibilities:
- Manage Compliance input for regular and ad-hoc regulatory audits
- Provide advise to the Global Markets business in relation to audit requests based, in particular, on MaComp and MaRisk
- Manage key Compliance controls in line with BaFin requirements (in particular MaComp, MaRisk) for foreign branches
- Coordinate audit input and related controls across the branches
REQUIREMENT SUMMARY
Min:5.0Max:10.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
Frankfurt am Main, Germany