Compliance & Risk Management Manager
at HAITONG INTERNATIONAL SECURITIES GROUP SINGAPORE PTE LTD
Singapore, Southeast, Singapore -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 02 Oct, 2024 | USD 9000 Monthly | 02 Jul, 2024 | N/A | Management Skills,Corporate Finance,Wealth Management,Models,Asset Management,Faa | No | No |
Required Visa Status:
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Employment Type:
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Description:
JOB DESCRIPTION:
- Provide oversight on all compliance and risk management matters across business operations with relevant l-legislation/ regulations/ rules/ internal policies
- Monitor and assess regulatory updates, and provide advisory on compliance and risk implications of business decisions, both for on-going issues and in project decisions
- Provide advice and conduct training on regulatory and risk matters internally
- Liaise and coordinate with MAS and SGX on all reporting and submission requirements as well as addressing any queries
- Provide advice to CEO and management team on new products and initiatives including all regulatory and risk requirements. Support management through the provisions and implementation of new policies
- Build and maintain strong framework of compliance and risk management policies, procedures and programs, including but not limited to enterprise-wide risk assessment and annual compliance monitoring review program
- Work closely with internal stakeholders to deliver compliance and risk programs in Singapore office
- Establish and maintain effective relationship with MAS, SGX and other relevant authorities
- Provide assistance in legal matters and liaise with external legal counsel
- Undertake additional functions and duties when required
REQUIREMENTS:
- Graduate with a Degree in Finance/ Accountancy/ Law
-At least 5 - 10 years of experience within Compliance and/ or Risk Management function in banks/ brokerage firms and experience in various businesses (e.g. corporate finance, global markets, asset management, private wealth management, institution equity) will be an added advantage
- Strong knowledge of SFA & FAA (including its subsidiary legislations and related regulatory instruments issued by MAS) as well as SGX rules requirements
- Oversight experience in compliance/ risk management monitoring programs/ models, or policy drafting experience
- Self-motivated individual who can accomplish tasks independently to meet compliance objectives and with excellent communication and stakeholder management skills
Interested applicants, please send your resume to sg.hr@htisec.co
How To Apply:
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Responsibilities:
Please refer the Job description for details
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Finance accountancy law
Proficient
1
Singapore, Singapore