Consultant as Senior Compliance/ RC - fund portfolio

at  Austin Bright

Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance Officer to join our team and help our clients thrive in a regulated environment.
They are committed to empowering financial institutions by offering expert compliance solutions. Joining them means becoming part of a team that values collaboration, integrity, and excellence. As a Senior Compliance Officer, you will play a crucial role in driving the success of their clients and contributing to the advancement of the investment fund industry.
As a Senior Compliance Officer, you will report directly to the Compliance Team Leaders of the company, benefiting from their guidance and support.

Key Responsibilities:

• You will assist their clients with their day-to-day compliance activities.
• Overseeing and collaborating with our Compliance Assistants.
• Developing and maintaining policies, procedures, compliance templates, and tools.
• Preparing comprehensive compliance reports.
• Conducting risk assessments for clients.
• Assisting with due diligence matters.
• Supporting AML/CFT screening efforts.
• Conducting internal controls for clients’ Compliance Monitoring Programs (CMPs).
• Researching and drafting alerts on new regulatory developments.
• Participating in projects to implement regulatory changes affecting the investment fund business.
• Collaborating with internal and external stakeholders on compliance matters.
• Opportunities for future roles, including Permanent Compliance Function roles for Investment Fund Managers (IFMs) and RC ("Responsable du Contrôle") roles for Undertakings for Collective Investment (UCIs).

Your Profile:

• You have successful completion of a bachelor’s degree in business law, Business Administration, Finance, or Economics.
• You have demonstrated experience of 3 to 5 years in Compliance and/or AML/CFT within the financial sector.
• You have extensive expertise and practical knowledge of the Luxembourg Funds Industry, encompassing both traditional and alternative funds, along with a thorough understanding of AML/CFT requirements.
• You have strong capability to effectively convert technical requirements into operational processes.
• You are fluent in English, with additional proficiency in German, French, or other European languages being advantageous.
• You have familiarity with name screening tools.
• You have proficiency in Microsoft Office applications, particularly Excel.
• You have outstanding analytical, critical thinking, and problem-solving aptitude.
• You have excellent team collaboration skills, availability, and flexibility.

The Opportunity:

• You will be part of an international, highly motivated, and results-driven team.
• You will work in a collaborative and supportive environment within a dynamic, human-sized company.
• You will take on significant responsibilities from an early stage and contribute to the growth of the investment fund industry.
• You will have access of training opportunities that foster continuous professional development.
• You will receive an attractive salary based on your profile, that goes up to 85k with benefits.
• You will enjoy flexible teleworking possibilities, promoting a healthy work-life balance.

If you are looking for a challenging role that offers growth opportunities and the chance to make a significant impact in the financial sector, we invite you to join their team.
Apply today and become part of our dynamic and forward-thinking organization

• You will assist their clients with their day-to-day compliance activities.
• Overseeing and collaborating with our Compliance Assistants.
• Developing and maintaining policies, procedures, compliance templates, and tools.
• Preparing comprehensive compliance reports.
• Conducting risk assessments for clients.
• Assisting with due diligence matters.
• Supporting AML/CFT screening efforts.
• Conducting internal controls for clients’ Compliance Monitoring Programs (CMPs).
• Researching and drafting alerts on new regulatory developments.
• Participating in projects to implement regulatory changes affecting the investment fund business.
• Collaborating with internal and external stakeholders on compliance matters.
• Opportunities for future roles, including Permanent Compliance Function roles for Investment Fund Managers (IFMs) and RC ("Responsable du Contrôle") roles for Undertakings for Collective Investment (UCIs)