Director, Compliance Services

at  Aptitude Asia

Posted by
William Chan
Associate Director
Our client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore.

JOB REQUIREMENTS:

• Minimum 10 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
• Strong technical expertise in compliance, with a deep understanding of MAS regulations, especially the Securities and Futures Act
• Proven track record of team management and driving continuous improvement in operations
• Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
• Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving

• Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
• Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
• Manage compliance projects to ensure timely completion and adherence to requirements
• Serve as the subject matter expert on regulations governing Singapore’s financial institutions
• Lead and develop a team to maintain service excellence and implement effective compliance programs