Due Diligence Associate Manager, Customer Data Management

at  Wells Fargo

About this role:

• Wells Fargo is seeking to hire a Due Diligence Associate Manager.
• Covers jobs which oversee the operations of a business or organization as they relate to regulatory and legal compliance.

In this role, you will:

• Supervise a team of individuals who are responsible for executing activities associated with conducting due diligence reviews of bank customers transactions
• Oversee a moderate degree of complexity and risk to determine appropriateness of processes to ensure timely completion, quality and compliance
• Own the client onboarding process and engage with clients, relationship team and third parties
• Mitigate risk through due diligence process
• Identify opportunities for process improvement and risk control development in less complex functions
• Work with due diligence management to implement department policies, procedures and reporting to maximum risk while providing exceptional customer experience
• Establish performance standards, evaluate performance and train and coach staff
• Make daily supervisory decisions and resolve issues related to team supervision, work allocation and daily operations under direction of due diligence management
• Leverage interpretation of policies, procedures, and compliance requirements
• Collaborate and influence all levels of professionals
• Lead a team to achieve objectives
• Manage allocation of people and financial resources for Due Diligence group
• Mentor and guide talent development of direct reports and assist in hiring talent

Required Qualifications:

• 2+ years of Due Diligence, risk management, client service, operations support, or business process management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, education
• 2+ years of Leadership experience

Desired Qualifications:

• College graduate, any field.
• Knowledge and professional background on KYC process.
• Knowledge and professional background Customer Identification Program (CIP).

Job Expectations:

• Amenable to work full-time onsite in Five/NEO, BGC, Taguig City
• Amenable to work on mid shift, 3:00 PM - 12:00 AM PST, weekend off

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

About this role:

• Wells Fargo is seeking to hire a Due Diligence Associate Manager.
• Covers jobs which oversee the operations of a business or organization as they relate to regulatory and legal compliance

In this role, you will:

• Supervise a team of individuals who are responsible for executing activities associated with conducting due diligence reviews of bank customers transactions
• Oversee a moderate degree of complexity and risk to determine appropriateness of processes to ensure timely completion, quality and compliance
• Own the client onboarding process and engage with clients, relationship team and third parties
• Mitigate risk through due diligence process
• Identify opportunities for process improvement and risk control development in less complex functions
• Work with due diligence management to implement department policies, procedures and reporting to maximum risk while providing exceptional customer experience
• Establish performance standards, evaluate performance and train and coach staff
• Make daily supervisory decisions and resolve issues related to team supervision, work allocation and daily operations under direction of due diligence management
• Leverage interpretation of policies, procedures, and compliance requirements
• Collaborate and influence all levels of professionals
• Lead a team to achieve objectives
• Manage allocation of people and financial resources for Due Diligence group
• Mentor and guide talent development of direct reports and assist in hiring talen