FIU Analyst

at  interactive brokers

REQUIRED QUALIFICATIONS AND SKILLS:

• Familiarity with AML/CTF Rules.
• Ability to multi-task, prioritize and work with minimal supervision in a small team environment.
• Experience in dealing with exchange and regulatory enquiries.
• Good communication skills and client service experience would be advantageous.
• Good quantitative, analytical, and problem-solving skills
• Solid academic background with relevant qualifications
• Have a “can do” attitude and willingness to learn.
• A high degree of comfort and fluency with computers and technology and an understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly

ROLE OVERVIEW:

Interactive Brokers seeks an FIU Surveillance Analyst who is hard-working, detail-oriented, careful, and a problem solver. This Analyst will be based in the Sydney office and will assist in reviewing and analysing the cashiering activities of the firm’s customers in accordance with the firm’s AML/CTF policy. This role requires high energy and learning new skills in a dynamic environment.

RESPONSIBILITIES:

The role has regional responsibility and will involve:

• Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region, with a specific focus on Australian transactions.
• Communicate with clients on monitoring and surveillance-related matters.
• Reviewing and providing suggestions to enhance existing surveillance systems/reports.
• Manage projects to build and implement approved enhancements and changes required due to regulatory changes.
• Staying up to date with changes in market conduct, AML and other related regulations,
• Staying up to date with APAC and international developments in relevant areas of regulations and law.