Head of Compliance, Private Banking

at  Sloane Shorey Consulting

Opportunity for a Deputy Head of Compliance to move into a Head position.

Duties:

• Responsible for regulatory and financial crime compliance for private banking in Singapore
• Ensure compliance framework, policies and processes are up to date and fit for purpose
• Overhaul/streamline any compliance related process, e.g, onboarding, to create efficiencies
• Enable business to operate effectively and competitively, provide an exceptional service to clients whilst maintaining compliance with regulatory requirements
• Provide compliance advice to bankers/RMs, leadership
• Contribute to new product approval
• Oversight of AML, KYC, etc applicable to private banking business
• Regulatory liaison
• Compliance training

Requirements:

• 15+ years of experience in consumer (premier) or private banking
• Detailed understanding of fundamental private banking products
• Expert in Singapore regulations. Broader regional knowledge (eg HK, MY, etc) useful
• Business enabler.

Salary guide: ~$22-26kpm +/-*
Can consider up to ~$28kpm for exceptional profiles
And down to ~$18-$20kpm for a confident individual looking to step up
For more information, please apply today.

• Responsible for regulatory and financial crime compliance for private banking in Singapore
• Ensure compliance framework, policies and processes are up to date and fit for purpose
• Overhaul/streamline any compliance related process, e.g, onboarding, to create efficiencies
• Enable business to operate effectively and competitively, provide an exceptional service to clients whilst maintaining compliance with regulatory requirements
• Provide compliance advice to bankers/RMs, leadership
• Contribute to new product approval
• Oversight of AML, KYC, etc applicable to private banking business
• Regulatory liaison
• Compliance trainin