Lead Regulatory Relations Specialist - Internal Audit Reporting

at  Wells Fargo

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Required Qualifications:

• 5+ years of Regulatory Relations or Risk Management, includes Regulatory Relations, Compliance, Financial Crimes, Operational Risk, Audit, Legal, Credit Risk, Market Risk, IT Systems Security, Business Process Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

• Demonstrated ability to analyze data and issues, prepare reporting, and drive change designed to mitigate risk
• Proficient Excel & PowerPoint skills
• Experience navigating matrixed organizations
• Experience with business management and program management
• Strong financial planning and budgeting experience
• A BS/BA degree or higher
• Solid knowledge and understanding of audit or risk methodologies and supporting tools
• Understanding of financial regulatory environment
• Experience with Internal Audit internal reporting (e.g., budget, regulatory relations, or annual planning)
• Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or change managemen

Wells Fargo is seeking a Lead Regulatory Relations Specialist for the Internal Audit Regulatory Relations team, which works across the entire Internal Audit (IA) division. This team of nine supports the regulatory engagement efforts of each team across Internal Audit, covering the entire Wells Fargo operations. This individual will also work across the Internal Audit Chief Administrative Office to drive expanded reporting, create process efficiencies, and assist with managing aspects of IA operations.

In this role, you will:

• Collaborate and consult with members of the internal audit Regulatory Relations team as well as leaders across the Internal Audit division
• Create reporting, track and monitor issues, create executive meeting materials, and update Internal Audit Polices, Procedures, and job aids, as appropriate
• Assist with regulatory relations initiatives as well as those impacting broader IA operations, including but not limited to human capital, budget, third-party vendor management, and business resiliency
• Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate
• Make decisions in highly complex and multifaceted situations requiring solid understanding of Internal Audit annual planning processes and structure, facilitate decision making and issue resolution, and support implementation of developed solutions and plans
• Influence, guide and lead less experienced Strategy and Execution staff within the group

Required Qualifications:

• 5+ years of Regulatory Relations or Risk Management, includes Regulatory Relations, Compliance, Financial Crimes, Operational Risk, Audit, Legal, Credit Risk, Market Risk, IT Systems Security, Business Process Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Demonstrated ability to analyze data and issues, prepare reporting, and drive change designed to mitigate risk
• Proficient Excel & PowerPoint skills
• Experience navigating matrixed organizations
• Experience with business management and program management
• Strong financial planning and budgeting experience
• A BS/BA degree or higher
• Solid knowledge and understanding of audit or risk methodologies and supporting tools
• Understanding of financial regulatory environment
• Experience with Internal Audit internal reporting (e.g., budget, regulatory relations, or annual planning)
• Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or change management

Job Expectations:

• Ability to travel up to 10%, if needed
• This position is not eligible for Visa sponsorship
• This position offers a hybrid work schedule