Manager – Compliance Operations / Gestionnaire – Opérations de conformité

at  The Maples Group Financial Services

ABOUT US

The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations.
Our distinction flows from our carefully curated team: 2,000+ professionals characterised by tenacity, ethics, and exacting excellence. We hire smart and sharpen smarter, arming talent with best-in-class resources and skills. With 18 locations across the Americas, Asia, Europe and the Middle East, our international presence offers a unique springboard for career development and cross-cultural immersion.

THE OPPORTUNITY

We are looking for an accomplished Manager to join our Compliance Operations team as part of our financial services business in Montreal.

Consistently recognised as one of Montreal’s Top Employers, the Maples Group established our operations in the central downtown area in 2009. Our Montreal office exemplifies our culturally rich and entrepreneurial organisation, with over 300 colleagues from 50 countries collaborating to deliver best-in-class solutions to clients worldwide. As part of our Montreal team, you will:

• Lead and supervise a team of analysts who are responsible for various tasks including reviewing new client onboardings and existing clients and their activities in line with their risk review periods or upon a triggering event to ensure that data, documents, and other CDD information remains current and aligns to regulatory requirements;
• Monitor the team’s performance against KPIs, monitor workflows to ensure deliverables are completed in a timely manner, and deliver reporting to key stakeholders;
• Have a thorough understanding of applicable regulatory requirements and support development of training for the team to ensure adherence to regulation and Maples Group internal policies and procedures;
• Be highly comfortable with technology and ensure the team has a thorough understanding of the systems utilised to perform day-to-day activities;
• Monitor data accuracy and lead remediation projects where required;
• Establish strong communication and relationships with key stakeholders through liaising with members of the Maples Group, clients, investors and other third parties in various international jurisdictions;
• Monitor day to day administration as well as team activities, including leave requests, and monitoring performance standards; and
• Support ad hoc requests and projects as may be required from time to time.

Please refer the Job description for details