Manager - Personal Financial Services (Business Compliance)

at  Hong Leong Bank

If you are looking to excel and make a difference, take a closer look at us…
f you are looking to excel and make a difference, take a closer look at us…

Job Responsibilities:

• Ensure prompt and complete self-assessments for all business units within PFS.
• Ensure timely and accurate regulatory reporting by business units within PFS, where required.
• Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
• Assist with the coordination of any regulatory information requests, including meetings and audits.
• Working closely with Group Compliance to ensure all relevant new legislation and regulation applicable to all business units within PFS is implemented in a timely manner.
• Propose/recommend initiatives to revise existing internal processes and/or adopt new processes to comply with new regulatory requirements, where necessary.
• Build a close working relationship with Compliance, Hong Leong Islamic Bank to help ensure compliance with Shahriah requirements as necessary.
• Build a close working relationship with key stakeholders across the business unit, Group Risk, Group Compliance, Group Operations & Technology (including Legal), Group Internal Audit, and other business units and functions where relevant, in the implementation and enforcement of policies and guidelines.

Do you have what it takes? We are currently looking for talents who have:-

• Malaysian Citizen
• Candidate must possess at least a Diploma in any field
• Candidates with experience in Banking, Insurance or Sales related fields are preferred.
• Minimum 4-5 years of experience in audit & compliance with an added advantange

About Hong Leong Bank
We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
We seek to strike a balance between diversity, inclusion and merit to achieve our mission of infusing diversity in thinking and skillsets into our organisation. Candidates are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation.
Realise your full potential at Hong Leong Bank by applying now.

• Ensure prompt and complete self-assessments for all business units within PFS.
• Ensure timely and accurate regulatory reporting by business units within PFS, where required.
• Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
• Assist with the coordination of any regulatory information requests, including meetings and audits.
• Working closely with Group Compliance to ensure all relevant new legislation and regulation applicable to all business units within PFS is implemented in a timely manner.
• Propose/recommend initiatives to revise existing internal processes and/or adopt new processes to comply with new regulatory requirements, where necessary.
• Build a close working relationship with Compliance, Hong Leong Islamic Bank to help ensure compliance with Shahriah requirements as necessary.
• Build a close working relationship with key stakeholders across the business unit, Group Risk, Group Compliance, Group Operations & Technology (including Legal), Group Internal Audit, and other business units and functions where relevant, in the implementation and enforcement of policies and guidelines