Salary Range: $85,000 - $90,000
Who we are:
Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets. CG is driven by an unwavering commitment to build lasting client relationships – we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services. We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions.
We pride ourselves on understanding our clients’ needs and finding innovative, bespoke solutions. Our entrepreneurial and friendly team will challenge you to learn and grow every day. We value great work and collaboration and strive to eliminate bureaucratic thinking. We’re looking for talented people who thrive in a fast-paced environment and want to have an impact with innovative ideas and best practices.
Come be a part of our Canadian success story and help deliver superior experiences for our clients. At CG, we recognize that diversity across our business strengthens our client relationships and enables more innovative solutions. We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. CG provides an accessible candidate experience. If you need any accommodations throughout the interview process and beyond, please let us know.
Our Canadian operation, Canaccord Genuity Corp., is currently looking for a Regional Supervisor to join their team in Vancouver. This role will report to the Regional Manager Private Client Group, B.C., & Branch Manager Vancouver – Wealth Management and will be actively involved in supporting the demands of two successful branches.

Responsibilities:

• Providing support to Advisors and resolve day to day issues; for Canaccord Genuity Vancouver, Kelowna, Wealth Management branches;
• Maintain confidential records for Branch Managers (i.e. handle incoming mail and correspondence, draft up and email responses when necessary);
• Gather and coordinate statistics for Branch Managers and provide them with any necessary information and details regarding Branch and Investment Advisors;
• Interface with many departments within Canaccord Genuity for approvals/investigation and requests;
• Prepare account activity reviews and transaction inquiries for Branch Managers;
• Review Trading Reports (including, but not limited to):
• Daily Registered Representatives commission and summary reports of previous day trading;
• Daily Registered Representatives commission variation summary report of previous day trading;
• Branch Manager’s Protegent Trade New and Pending Alerts, as well as Trade Suitability;
• Branch Manager transfer-out report.
• Review Credit/Concentration Reports (including but not limited to):
• Branch Manager’s Protegent Account Daily New and Pending Alerts;
• Aged Cash and Cash RSP debits;
• Under Margin Report;
• Third Party Relation;
• Accounts Debits >$50,000 with one security >$50,000 of loan value;
• Descending Debit Balances >$100,000.

Skills & Qualifications:

• Must have completed Canadian Securities Course and Conduct & Practices Handbook Examinations and ongoing continuing education requirements;
• Hold IIROC Supervisor License;
• Willingness to obtain Options Supervisor License;
• Well-rounded experience in and knowledge of the brokerage industry;
• Detail-oriented with strong organizational skills;
• Demonstrated ability to meet deadlines and work effectively under pressure;
• Ability to work with employees and clients at all levels;
• Intermediate to advanced Microsoft Office skills;
• Experience in a Supervisory role in the brokerage industry is an asset;
• Dataphile and Execlear experience is an asset.

LI-KT1

All applications will be held in strict confidence.
In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.
We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.

• Providing support to Advisors and resolve day to day issues; for Canaccord Genuity Vancouver, Kelowna, Wealth Management branches;
• Maintain confidential records for Branch Managers (i.e. handle incoming mail and correspondence, draft up and email responses when necessary);
• Gather and coordinate statistics for Branch Managers and provide them with any necessary information and details regarding Branch and Investment Advisors;
• Interface with many departments within Canaccord Genuity for approvals/investigation and requests;
• Prepare account activity reviews and transaction inquiries for Branch Managers;
• Review Trading Reports (including, but not limited to):
• Daily Registered Representatives commission and summary reports of previous day trading;
• Daily Registered Representatives commission variation summary report of previous day trading;
• Branch Manager’s Protegent Trade New and Pending Alerts, as well as Trade Suitability;
• Branch Manager transfer-out report.
• Review Credit/Concentration Reports (including but not limited to):
• Branch Manager’s Protegent Account Daily New and Pending Alerts;
• Aged Cash and Cash RSP debits;
• Under Margin Report;
• Third Party Relation;
• Accounts Debits >$50,000 with one security >$50,000 of loan value;
• Descending Debit Balances >$100,000