Senior Analyst - Compliance

at  QIC Limited

About the role:
We currently have an exciting opportunity for a Senior Analyst. Compliance to join the Compliance team at QIC, the Compliance team is responsible for overseeing and managing compliance arrangements to ensure that QIC effectively manages its regulatory and compliance risks, including those relating to conflicts of interest.

This opportunity seeks an individual with expertise in overseeing regulatory and compliance risks to support QIC in enhancing our current regulatory and compliance frameworks and procedures. The key responsibilities of this role include:

• Oversight of regulatory and compliance risks and issues impacting QIC, including information barrier protocols.
• Evaluation and endorsement of personal Conflict of Interest Notification submissions, encompassing gift and entertainment, and personal investment approval requests, through a comprehensive understanding of proprietary conflicts of interest management systems.
• Contribution to monitoring and testing initiatives within the Compliance team.
• Provision of proactive and trusted advice to internal stakeholders across local and international offices to ensure regulatory and compliance related risks are well understood and managed.

About you:
To be successful in this role, you will have previous regulatory/compliance experience within the investment management or broader financial services industry.
You will be degree qualified, preferably in Law, Business, Commerce or Economics.

Your previous, demonstrated experience will be highly regarded spanning across key areas such as:

• Strong knowledge of current and emerging regulations, risk and compliance frameworks relevant to the investment management industry, particularly those relating to conflicts of interest and information barriers.
• Strong analytical skills with the ability to identify, analyse and proactively resolve problems that impact QIC’s risk and compliance obligations.
• Capability to translate legal and regulatory requirements into efficient business processes.
• Strong communication skills and an ability to simplify complex concepts.
• Fostering a culture high collaboration, innovation and execution of excellence.

• Oversight of regulatory and compliance risks and issues impacting QIC, including information barrier protocols.
• Evaluation and endorsement of personal Conflict of Interest Notification submissions, encompassing gift and entertainment, and personal investment approval requests, through a comprehensive understanding of proprietary conflicts of interest management systems.
• Contribution to monitoring and testing initiatives within the Compliance team.
• Provision of proactive and trusted advice to internal stakeholders across local and international offices to ensure regulatory and compliance related risks are well understood and managed