Senior Complaints & Compliance Officer | Sydney
at Robert Half
Sydney, New South Wales, Australia -
| Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
|---|---|---|---|---|---|---|---|
| Immediate | 29 Jul, 2024 | USD 120000 Annual | 02 May, 2024 | N/A | Good communication skills | No | No |
Required Visa Status:
| Citizen | GC |
| US Citizen | Student Visa |
| H1B | CPT |
| OPT | H4 Spouse of H1B |
| GC Green Card |
Employment Type:
| Full Time | Part Time |
| Permanent | Independent - 1099 |
| Contract – W2 | C2H Independent |
| C2H W2 | Contract – Corp 2 Corp |
| Contract to Hire – Corp 2 Corp |
Description:
Opportunity to join growing financial markets trading firm and be part of a high-performing compliance team.
Responsibilities:
- Investigating customer complaints and managing the end-to-end IDR and EDR process.
- Liaising with regulatory bodies such as ASIC and AFCA, to manage timely submissions.
- Supporting compliance project and improvements to the framework
- Supporting on systems and controls development to support compliance.
- Ongoing compliance monitoring and reviews
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
Sydney NSW, Australia
