Senior Compliance Associate (Mifid/EMIR)

at  eFinancialCareers Sourcing Services

F
Posted by
Francois Trepanier
Recruiter
A large Investment and corporate bank that supports some of the world’s most complex and sophisticated corporate and institutional clients, offering customized services and value-added wholesale products to best meet their needs.
The mission is to contribute to help more people and businesses prosper. We embrace a strong risk culture and all our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

EXPERIENCE

• Experience of at least 7 years in compliance related functions, analysis and advice of the business in matters of risk, regulation and compliance.

EDUCATION

• Degree in Business administration (or similar)

SKILLS & KNOWLEDGE

• German speaker
• English speaker
• Critical thinking and problem-solving skills
• Knowledge of Corporate and Investment banking products
  eFCSoSe

You will be part of the Regional Public Side Compliance advisory team in Europe within the Compliance and Conduct function. You will advise public side business on regulatory and compliance matters, participate in regulatory projects, assess regulatory risks and interact with regulators.

We need someone like you to help us in different fronts:

• Strong knowledge of Markets Regulations specially EU rules.
• Develop and management of Regulatory Compliance Programs.
• Identification of regulatory risks
• Participate in regulatory projects.
• Implement the relevant compliance programs.
• Management of information requests from regulators and, if necessary, participation in meetings with them.
• Participate in the development of materials to present to senior management.