Senior Compliance Officer

at  Bank Pictet Cie Europe AG succursale de Luxembourg

Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since founding in 1805.
Our purpose is to build responsible partnerships with our clients, communities, and the companies in which we invest, in order to safeguard and transmit wealth, of all kinds, in the service of the real economy.
With more than CHF 612 billion in assets under management or custody at 31 December 2022, Pictet is today one of the leading Europe-based independent wealth and asset managers.
The Group is headquartered in Geneva, where its activities began, and employs more than 5000 employees. With 30 offices, it is also present in Amsterdam, Basel, Barcelona, Brussels, Dubai, Frankfurt, Hong Kong, Lausanne, London, Luxembourg, Madrid, Milan, Monaco, Montreal, Munich, Nassau, Osaka, Paris, Rome, Shanghai, Singapore, Stuttgart, Taipei, Tel-Aviv, Tokyo, Turin, Verona, Shanghai, New York and Zurich.

NOTE

We will not accept any CVs from agencies.
In accordance with the provisions of the Luxembourg law of 23 July 2016 amending the law of 29 March 2013, candidates may be required to provide an extract from their criminal record. This document, issued by the authorities, must not be older than three months. Such a document will be requested with the aim of carrying out a character check on candidates, bearing in mind the area of activity of our establishment and, more particularly, the tasks described in the job description.

The Compliance function’s duties include the following tasks:

• Assist in various tasks of Corporate Compliance and run controls of the CMP
• Proactively contributing to monitoring the company’s procedures according to regulatory developments.
• Contributing to the production of all types of report relating to the requests of our internal and external clients.
• Participating to regulatory projects relating to Compliance, taking charge of coordination tasks if necessary.
• Being involved in presenting the team’s activities to in-house and external clients, including when regulatory changes occur.
• Providing advice and assisting staff on the regulatory implications of current and new regulations and changes to the business.
• Contributing to improving the organization of the department (deploying processes and/or tools for adequate follow-up of the work of the team and of projects).
• Supervising the AML/KYC control activities carried out by the Transfer Agent Department by reviewing investors’ files, particularly those posing a high risk.
• Carrying out / supervising second-level controls specific to the function, covering both activities relating to the acceptance and monitoring of business relationships with investors (Transfer Agent Department) and those specific to the management company’s clients (i.e. procedures for entering into relationships managed by other departments).