Senior Compliance Quality Assurance Review Analyst

at  TD Bank

JOB REQUIREMENTS

• Undergraduate degree designations and/or compliance certifications
• 3+ years of banking experience (Compliance, Risk Management, Audit preferred)
• Knowledge of a regulatory compliance management program
• Background in testing, monitoring, quality assurance or quality control
• Strong written, verbal and critical thinking skills
• Detailed oriented with the ability to exercise sound judgement in making decisions
• Ability to analyze, organize and prioritize work while meeting multiple deadlines
• Successfully worked as a member of a team, independently, remotely and in an evolving environment
• Skilled in using computer applications including MS Office

WHO WE ARE

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues. TD is a customer obsessed organization, and we are deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

• Provide objective guidance on the implementation of the RCM program;
• Aggregate information gathered from OFs to inform reporting;
• Establish engagement models with OFs, and where necessary ROs