Senior Independent Testing Specialist - Technology & Innovation

at  Wells Fargo

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Required Qualifications, U.S:

• 4+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Public accounting firm experience in IT General Controls, business process, regulatory, or compliance audits and/or advisory/consulting services with data analysis experience preferred.
• Knowledge of analytics and presentation tools such as SQL, Tableau, SAS, Power BI, etc.
• Experience within the financial services industry, especially in compliance, risk management, or internal audit.
• Strong ability to research, trend, and analyze data to create efficient and comprehensive testing strategies.
• Experience with technology and data control testing, including performing and reviewing the work of less experienced team members
• Strong testing/audit background, including preparing workpaper documentation, leading walkthroughs, utilizing sampling guidance, socializing issues, preparing reports, etc.
• Experience developing and reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues.
• Knowledge and understanding of Technology and Information Security Frameworks and standards (COBIT, COSO, FFIEC, NIST, ISO).
• Ability to lead and execute on complex projects, balancing short-term and long-term priorities.
• Ability to perform assigned tasks independently from start to finish within the allotted time.
• Ability to take on a high level of responsibility, initiative, and accountability.
• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint).
• Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk.
• Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary

Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about the career areas and lines of business at wellsfargojobs.com .
The Independent Testing and Validation (IT&V) team is responsible for the development and design of methodologies and standards for review activities across the Enterprise in alignment with the Risk Management Framework, and ensuring effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies.
The Senior Independent Testing Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and targeted testing supporting the Technology, Data Management (DMI), and Strategy, Digital & Innovation (SDI) organizations. They will also assist with planning & scoping activities; coordinate with business partners to execute testing and validation procedures; perform quality reviews of their work; assess, escalate, and disposition findings; and perform report preparation activities.

In this role, you will:

• Execute or lead testing engagements for moderate to high-risk areas with high quality according to IT&V standards and other applicable policies.
• Partner with business partners to understand the environment, processes, and related initiatives to develop scope/approach for testing and validation and develop appropriate and complementary testing procedures and evaluate processes/controls implemented ensuring risks were sufficiently mitigated and root causes addressed.
• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing.
• Drive initiatives and support testing strategies by utilizing basic data profiling, data analysis, and data mapping with knowledge of Power BI, SAS, Tableau
• Lead process walkthroughs and document narratives including key risks, controls, systems and stakeholders for lead/supervisor review.
• Complete assigned testing activities exercising effective quality review behaviors and seek guidance through research and consultation with engagement management; assess findings, and escalate/communicate to engagement management, business, partners as applicable.
• Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment.
• Follow through on reporting, escalation of issues/challenges, and resolution of open testing/validation items.
• Operate in a matrixed environment and communicate emerging risks to management within Independent Testing.
• Contribute to large scale planning related to Independent Testing deliverables.
• Collaborate and consult with colleagues, internal partners, management, and lines of business regarding risk management.
• Act as a change agent for continual improvement of the control environment.

Required Qualifications, U.S:

• 4+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications:

• Public accounting firm experience in IT General Controls, business process, regulatory, or compliance audits and/or advisory/consulting services with data analysis experience preferred.
• Knowledge of analytics and presentation tools such as SQL, Tableau, SAS, Power BI, etc.
• Experience within the financial services industry, especially in compliance, risk management, or internal audit.
• Strong ability to research, trend, and analyze data to create efficient and comprehensive testing strategies.
• Experience with technology and data control testing, including performing and reviewing the work of less experienced team members
• Strong testing/audit background, including preparing workpaper documentation, leading walkthroughs, utilizing sampling guidance, socializing issues, preparing reports, etc.
• Experience developing and reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues.
• Knowledge and understanding of Technology and Information Security Frameworks and standards (COBIT, COSO, FFIEC, NIST, ISO).
• Ability to lead and execute on complex projects, balancing short-term and long-term priorities.
• Ability to perform assigned tasks independently from start to finish within the allotted time.
• Ability to take on a high level of responsibility, initiative, and accountability.
• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint).
• Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk.
• Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary.

Prefer one or more of the following certifications:

• Certified Information Systems Auditor (CISA)
• Certified Internal Auditor (CIA)
• Certified Public Accountant (CPA)
• Certified Regulatory Compliance Manager (CRCM)
• Certified Risk and Compliance Management Professional (CRCMP)
• Certified Risk Professional Program (CRP)
• Certified Information Systems Security Professional (CISSP)
• Certified in Risk and Information Systems Control (CRISC)

Job Expectations:

• This position offers a hybrid work schedule.
• No relocation assistance is provided for this job.
• Ability to work at one of the approved locations in the job posting.
• Ability to travel up to 5%.

Posting Locations:

• Charlotte, NC
• Minneapolis, MN
• West Des Moines, IA
• St. Louis, MO
• Irving, TX
• Tempe, AZ