Senior Investment Compliance / Regulatory Compliance Consultant

at  Deloitte

YOUR FUTURE TEAM

Our Regulatory Intelligence & Services (RIS) team combines in-depth industry knowledge with technical expertise in the investment fund industry to proactively provide our clients with innovative compliance and regulatory services.

We cover various areas of regulatory compliance and respond to clients’ questions on topics such as:

• Investment Compliance: review of eligibility of assets, their categorisation and the investment restrictions that apply to them in accordance with Luxembourg law. Support to Management Companies for any question they may have on Investment Compliance requirements and market practices.
• Marketing Compliance: review of marketing materials, which support promotional activities of a fund and ensure their compliance with EU and/or local regulations, as appropriate
• Business Compliance: review application and adherence to laws and regulations typically relevant to management companies, administrators, distributors and fund managers
• Support to cross-border distribution of funds (identification, interpretation and monitoring of rules to market a fund worldwide)

• Developing a strong understanding of the european and local rules and challenges related to the investment compliance of funds (UCITS and AIFs)
• Support the client in their questions linked to Investment Compliance requirements.
• Advising clients on the impacts of regulatory developments on their activities
• Contributing to the continuous maintenance and development of the department’s regulatory database
• Assisting on projects and coordinating assistance to clients.
• Maintaining excellent relationships with existing clients as well as developing new relationships with asset managers