Senior Lead Control Management Officer

at  Wells Fargo

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Required Qualifications:

• 7+ years of Risk Management or Financial Services Industry experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

• Experience creating policies and procedures
• Knowledge of OCC requirements related to the referral, sales, and servicing of investment and insurance products to retail bank clients
• Experience managing oversite committees
• Exceptional communication and collaboration skill

Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank Investment Product) program. The RSNIP Oversight Group supports the front-line execution of OCC’s requirements related to the referral, sales, and servicing of investment and insurance products to retail bank clients. The RSNIP Program Office is the front-line group that creates policies and procedures for executing RSNIP activities; manages the RSNIP Oversight Committee, monitors the execution of the program through management reporting; maintains the networking agreement and program statement; and conducts due diligence over third parties (WFA) executing RSNIP activities with bank clients.

In this role, you will:

• Act as an advisor to more experienced leaders in developing risk mitigation strategies for complex and highly integrated business specific risk across different business lines
• Monitor, measure, evaluate, and report impact of decisions and business controls to the relevant business group and enterprise function
• Lead the strategy and resolution of highly complex current and emerging risks requiring in depth evaluation across multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, and business process management
• Provide vision, direction, and expertise to more experienced leaders on implementing innovative and significant business solutions for highly complex risks associated with business operations
• Lead and mentor Control Management project or virtual teams
• Engage with all levels of roles across the business group, and serve as an experienced advisor in designing and implementing risk mitigation strategies, business processes, and controls that mitigate risks and address regulatory requirements

Required Qualifications:

• 7+ years of Risk Management or Financial Services Industry experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Experience creating policies and procedures
• Knowledge of OCC requirements related to the referral, sales, and servicing of investment and insurance products to retail bank clients
• Experience managing oversite committees
• Exceptional communication and collaboration skills

Job Expectations:

• Onsite presence is required at one of the posted locations