Senior Manager, Capital Markets Compliance APAC

at  London Stock Exchange

SKILLS AND EXPERIENCE

An experienced Compliance professional who brings credibility and gravitas and is used to working globally in a fast-paced environment.

• They will be a problem solver with a track record of practical implementation of regulations and compliance requirements.
• Strong understanding of the FX regulatory environment, including current and developing landscape.
• Detailed knowledge and understanding of regulated activity in region. Experience of the Singapore regulatory framework, but we also operate in Indonesia, Malaysia, India, Thailand and more!
• Knowledge of regulations / market practice in other jurisdictions and regions, such as UK, Europe and US, is desirable.
• Excellent engagement with business and functional colleagues in providing advice on a wide range of issues.
• Strong organisational skills to adapt to and manage a dynamic, evolving workflow.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.
Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership , Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.
Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth. Together, we are aiming to achieve this growth by accelerating the just transition to net zero, enabling growth of the green economy and creating inclusive economic opportunity.
LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.
We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.
Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject .
If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.
Job ID R0079749

ROLE PROFILE

The role is to be the Compliance lead in Asia for the FX business within the Capital Markets division of the London Stock Exchange Group (LSEG). The candidate will work within a team of Compliance professionals providing regulatory guidance and advice to ensure that our activities across the globe are conducted in compliance with regulatory expectations. They will work alongside the FX leadership team, supporting the regional business, and within the broader Legal and Compliance division.

RESPONSIBILITIES

Responsible for being the primary point of contact for regulatory and compliance matters relating to the operation of FX trading venues in APAC. The role will work closely with the broader compliance teams to ensure we deliver solutions and the compliance framework across all jurisdictions and entities.

• Timely identification, analysis and communication of regulatory developments or matters arising.
• Provide compliance advice and assurance to the FX businesses/entities, including accurately reporting to management and the Boards and Risk Committees.
• Develop and maintain a collaborative relationship with the other control functions (Risk, Legal, Internal Audit) and regulators.
• Develop, implement and maintain compliance processes to mitigate and report on risks, including horizon scanning, periodic risk assessment and MI reporting.