Senior Regulatory Compliance Manager

at  TLT Appointing

Company Description
About Us: TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search

Job Description

• Compliance Risk Management with current legislation, identifying and assessing compliance risks to the Group including oversight of the Insurance companies;
• Keeping up to date with legislation, regularly examine changes / industry trends and changes, raise awareness of changes and implementation of legislation in SA by implementing guidelines to staff;
• Interpret and clarify legislative changes;
• Policy and Process formulation / review/ implementation – developing guidelines, manuals, procedures, internal controls to support business;
• Maintain compliance database of regulations included in the compliance universe, procedures (ie. annual compliance plans), and monitoring activities;
• Issue corrective action recommendations to management when compliance deficiencies are found and followed up to ensure corrective action is accomplished ie. POPI Data breaches

Qualifications

EDUCATION

• Relevant 4-year qualification consisting of Legal and a relevant Compliance Certificate.
• Preferred
• LLB, plus certification as a Compliance Professional - CProf (SA), and an Admitted Attorney
• Member of the compliance institute of SA
• EXPERIENCE:At least 7 years’ experience in a legal, banking, and strong knowledge of regulatory compliance guidelines and standards within a financial services sector, of which at least 4 years must have been in a middle to senior managerial role.
  Additional Information
  All your information will be kept confidential according to EEO guidelines

Please refer the Job description for details