SIEL MLRO & Financial Crime Compliance Officer

at  SEI1GLOBAL

SIEL is a wholly owned subsidiary of the SEI Group of companies (“SEI”) that holds and delivers certain products, services and operational functions for some of SEI’s global businesses. The SEI Institutional Business Segment provides investment management and advisory services to institutional asset owners.
We are seeking to hire a MLRO & Financial Crime Compliance Officer. SIEL’s Money Laundering Reporting Officer (“MLRO”) is responsible for overseeing SIEL’s compliance with the FCA’s rules on systems and controls against money laundering and against other financial crime areas; specifically, bribery and corruption, data protection, fraud and market abuse. This role is identified as a Senior Manager – “SMF17 – Money Laundering Reporting Officer”.

REGULATORY FRAMEWORK & REQUIREMENTS:

Demonstrates an awareness and understanding of the regulatory framework in which SIEL operates

WHAT YOU WILL DO:

Subject to regulatory approval, this role-holder as a Senior Management Function (SMF) will be required to adhere to the regulatory Individual Conduct Rules and the Senior Manager Conduct Rules under COCON and will be accountable for the following prescribed and overall responsibilities for and on behalf of SIEL -

SMF “PRESCRIBED RESPONSIBILITIES” (PRS):

• Responsibility for the firm’s policies and procedures for countering the risk that the firm might be used to further financial crime.

SMF “OVERALL RESPONSIBILITIES” (ORS):

• Responsibility for the production and delivery of SIEL’s AML Compliance Program, including reporting suspicions of money laundering