Snr Spclst, Comp Review T2

at  RHB Banking Group

Working Hour
Regular Hours
Monday - Friday
Business Area
Compliance
Location
Malaysia - Kuala Lumpur
Description

REQUIREMENTS:

Bachelor Degree - .

• At least with 2 - 5 years of experience in the financial industry.
• Experience in Audit, Treasury, Trade Finance and Risk Management will be an added advantage
• Have an understanding of the compliance function in financial services industry.
• Good writing skills with ability to customize best practices to suit the Group’s compliance strategies.
• Able to work efficiently and effectively to meet tight deadlines
• Ability to lead a team to achieve results.

Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

• Assist in formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements.
• Assist in analyzing areas for review and develop the annual compliance review plan
• Adhere to annual compliance review plan
• Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.
• Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
• Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
• Perform validation on BRCOs’ health checks as and when required to ensure continuous compliance to regulatory requirements.
• Supervise and coach a team of reviewers to ensure completion of compliance reviews.
• To be a subject matter experts in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)
• Provide advice to business units on compliance matters, where necessary.
• Conduct briefing on compliance, if required.
• Other task as requested by Head, Compliance Assuranc