Sr. Analyst, Risk Governance

at  Sun Life

Waterloo, ON, Canada -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate25 Jul, 2024USD 56000 Annual30 Apr, 2024N/AGood communication skillsNoNo
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Description:

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You’ll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you’ll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.

QUALIFICATIONS

  • Industry courses are highly desired (Canadian Securities Course, Branch Manager’s Course etc).
  • Relevant work experience in the mutual fund industry or transferrable skills
  • Functional knowledge of National Instruments 31-103, 81-101, 81-107, and the Ontario Securities Act is an asset
  • Bilingualism (French knowledge) is an asset but not required

Responsibilities:

  • Assist with responsibilities relating to administration of the Independent Review Committee (IRC); such responsibilities will include but not be limited to information and data gathering, and follow-ups, as required to prepare the meeting materials
  • Provide support with managing the annual renewal process of SLGI’s offering documents, including the Simplified Prospectus, Fund Facts and Annual Information Form for prospectus-exempt funds
  • Responsible for documenting internal reviews of applicable regulatory requirements
  • Partner with various stakeholders to collect relevant information and where required update procedures, training materials or other internal documents
  • Assist with various responsibilities relating to Business Continuity Planning
  • Provide functional support and assist other team members for various duties, as delegated
  • Act as back-up for other team members


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Waterloo, ON, Canada