Trade Surveillance Analyst

at  interactive brokers

YOUR QUALIFICATIONS:

• Background in Trade Surveillance or Compliance preferred
• Strong product knowledge of equity or exchange traded derivative markets’ or, preferably, both
• Solid academic background
• Solid knowledge of EU market conduct rules and market regulations. Experience with MAR/ MiFID/ MiFIR regulations desirable.
• Good understanding of how technology is applied to business and regulatory problems
• Good oral and written communication skills
• Ability to work in a small-team and fast-paced environment; and to work independently and to multi-task with minimal supervision
• Strong analytical thinking and attention to detail
• Strong judgment and decision-making skill
  If you are motivated, have strong initiative, are analytical and methodical; we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.
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YOUR RESPONSIBILITIES:

• Conducting Trade Surveillance and monitoring of transactions on global markets, including OTC and any product(s) that IBIE offers, for potential insider dealing or market manipulation
• Ensuring appropriate and timely alert management, following standards for closure or escalation
• Documenting surveillance reviews, investigations, and other activities following guidelines
• Assisting with the on-going design, development and calibration of reports and systems to help identify suspicious transaction
• Preparing STORs for submission to the Central Bank of Ireland (CBI)
• Assisting with written responses to inquiries from the CBI, other European regulators or exchanges regarding trading activity by IBIE customers
• Liaising with global colleagues to ensure all impacted legal entities are informed of suspicious activity and working closely with the AML team