Wealth Compliance Analyst Intern / Co-Op I

at  TD Bank

JOB DESCRIPTION:

This is an exciting opportunity for a post-secondary student who wishes to learn about the functions of a Compliance department within a large financial institution, while also gaining valuable hands-on experience
This 4-month fall term (September 3rd – December 20th 2024) will provide you exposure to various industries, products and client groups in the interesting and dynamic world of compliance
You will be part of a team with targeted deliverables, working on initiatives designed to maintain and improve regulatory compliance standards across TD

Responsibilities may include (but are not limited to):

• Reviewing changes to market and conduct rules impacting TD Wealth
• Reviewing and updating documents, including digitization of Compliance policies, procedures, and other materials
• Support opportunities to enhance innovation, workflow capabilities and implementation of modernization initiatives
• Research and prepare written materials including memos on emerging issues, trends and evolving regulatory landscape impacting TD Wealth
• Providing administrative support to Compliance teams, including filing, word processing, and maintaining, and providing information from various compliance-related information databases
• Assisting with other tasks/projects as assigned

JOB REQUIREMENTS:

• Currently enrolled in an undergraduate degree in law, business or a related field with high academic standing and a demonstrated record of achievement
• Strong conceptual, analytical and problem-solving skills; can see the “big picture” in a complex or ambiguous environment
• Excellent verbal communication (both one-on-one and in small groups) and written communication skills
• Ability to develop solid business relationships with business partners and stakeholders
• The candidate should be a self-starter and team player who wants to work in a dynamic environment with other great people that are innovative, customer-focused and have a continuous improvement mindset
• Well-organized, and can prioritize multiple tasks and deliver results in a fast-paced environment
• Self-motivated, well organized and positive results-driven attitude
• Ability to be effective in both a team and independent working environment
• Strong communicator with the ability to impact and influence others; demonstrated presentation skills
• Advanced Excel skills are an asset

WHO WE ARE

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Responsibilities may include (but are not limited to):

• Reviewing changes to market and conduct rules impacting TD Wealth
• Reviewing and updating documents, including digitization of Compliance policies, procedures, and other materials
• Support opportunities to enhance innovation, workflow capabilities and implementation of modernization initiatives
• Research and prepare written materials including memos on emerging issues, trends and evolving regulatory landscape impacting TD Wealth
• Providing administrative support to Compliance teams, including filing, word processing, and maintaining, and providing information from various compliance-related information databases
• Assisting with other tasks/projects as assigne